SFC Licences of SUGAWARA Takamichi 菅原貴道
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schonfeld Strategic Advisors (Hong Kong) Limited | RE | 9 | 14 April 2020 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 13 July 2015 | 03 August 2017 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 13 July 2015 | 03 August 2017 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 13 July 2015 | 03 August 2017 |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 09 August 2013 | 30 April 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 June 2013 | 30 April 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 28 June 2013 | 30 April 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 28 June 2013 | 30 April 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 28 June 2013 | 09 August 2013 |