SFC Licences of THIBAUD Antoine Paul Jean Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Natixis Asia Limited | RE | 2 | 18 December 2023 | |
Natixis Asia Limited | RE | 1 | 18 December 2023 | |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 2 | 11 August 2022 | 12 September 2023 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 11 August 2022 | 12 September 2023 |
RO | 9 | 10 August 2021 | 31 July 2022 | |
RE | 9 | 18 November 2020 | 10 August 2021 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RO | 1 | 16 January 2018 | 09 May 2018 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 26 June 2017 | 09 May 2018 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 26 June 2017 | 16 January 2018 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 28 June 2013 | 25 June 2017 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 28 June 2013 | 25 June 2017 |