SFC Licences of CHEN Anqi 陳安琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 5 | 02 June 2015 | 08 June 2016 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 02 June 2015 | 08 June 2016 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 06 May 2015 | 08 June 2016 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 06 May 2015 | 08 June 2016 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 19 December 2014 | 06 January 2015 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 19 December 2014 | 06 January 2015 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 19 December 2014 | 06 January 2015 |
| Interactive Brokers LLC 盈透有限公司 | RE | 3 | 24 October 2013 | 09 August 2014 |
| Interactive Brokers LLC 盈透有限公司 | RE | 2 | 10 September 2013 | 09 August 2014 |
| Interactive Brokers LLC 盈透有限公司 | RE | 1 | 02 July 2013 | 09 August 2014 |