SFC Licences of DIEC Kwan Yu, Christie 易鈞儒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 06 January 2023 | 05 June 2023 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 06 January 2023 | 05 June 2023 |
| Soliton Securities Limited 善恆證券有限公司 | RE | 1 | 03 September 2019 | 31 December 2020 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 16 July 2019 | 24 August 2019 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 12 October 2017 | 24 August 2019 |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 12 October 2017 | 24 August 2019 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 16 December 2015 | 28 July 2017 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 16 December 2015 | 28 July 2017 |
| Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 | RE | 9 | 16 September 2013 | 23 February 2015 |
| I-Access Investors Limited 一通投資者有限公司 | RE | 2 | 24 July 2013 | 09 October 2015 |
| I-Access Investors Limited 一通投資者有限公司 | RE | 1 | 24 July 2013 | 09 October 2015 |