SFC Licences of GOTAUCO Andrea Denise Bata 吳婉芳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 December 2013 | 08 December 2015 |
| ICAP Equities Asia Limited | RE | 1 | 05 July 2013 | 22 November 2013 |