SFC Licences of CHEN James Rui Hang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 01 June 2017 | 07 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 05 July 2013 | 24 May 2016 |