SFC Licences of CHOI Ming Ha 蔡明霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 14 November 2017 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 14 November 2017 | |
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 21 July 2017 | 28 September 2017 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 10 July 2017 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 10 February 2014 | 10 July 2017 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 05 August 2013 | 30 June 2016 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 05 August 2013 | 30 June 2016 |