SFC Licences of RAN Miao 冉淼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 4 16 October 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 16 October 2018
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 13 August 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 30 July 2018 16 October 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 30 July 2018 16 October 2018
CMB International Securities Limited 招銀國際證券有限公司 RO 1 27 September 2017 14 June 2018
CMB International Securities Limited 招銀國際證券有限公司 RE 4 05 January 2017 14 June 2018
CMB International Securities Limited 招銀國際證券有限公司 RE 1 21 September 2015 27 September 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 14 January 2014 16 May 2014
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 14 January 2014 16 May 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 05 July 2013 06 December 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 4 05 July 2013 06 December 2013