SFC Licences of GANGAL Shrinivas Ravindra
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | 2 | 14 December 2021 | |
| UBS Securities Asia Limited | RO | 2 | 14 December 2021 | |
| UBS Securities Hong Kong Limited | RE | 2 | 26 June 2017 | 14 December 2021 |
| UBS Securities Asia Limited | RE | 2 | 26 June 2017 | 14 December 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 26 June 2017 | |
| UBS Securities Asia Limited | RE | 1 | 26 June 2017 | |
| UBS Securities Asia Limited | RE | 2 | 11 May 2017 | 15 May 2017 |
| UBS Securities Asia Limited | RE | 1 | 11 May 2017 | 15 May 2017 |
| UBS Securities Asia Limited | RE | 2 | 04 November 2016 | 13 November 2016 |
| UBS Securities Asia Limited | RE | 1 | 04 November 2016 | 13 November 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 10 July 2013 | 20 May 2016 |
| UBS Securities Asia Limited | RE | 1 | 10 July 2013 | 20 May 2016 |
| UBS Securities Asia Limited | RE | 2 | 10 July 2013 | 20 May 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 10 July 2013 | 20 May 2016 |