SFC Licences of LAM Lok Yan, Pauline 林諾欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FIL Investment Advisors | RE | 9 | 06 October 2020 | 18 August 2021 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 06 October 2020 | 18 August 2021 |
| CASH Asset Management Limited 時富資產管理有限公司 | RE | 9 | 12 November 2013 | 24 July 2015 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 10 July 2013 | 24 July 2015 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 10 July 2013 | 24 July 2015 |