SFC Licences of LI Xinwei 李昕維

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RO 9 27 April 2022
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RO 4 27 April 2022
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 9 27 January 2021 27 April 2022
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 4 27 January 2021 27 April 2022
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 4 27 January 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 27 January 2021
Haitong International Capital Limited 海通國際資本有限公司 RE 6 30 May 2016 01 April 2018
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 30 May 2016 01 April 2018
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 23 July 2014 05 May 2016
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 23 July 2014 05 May 2016
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RE 6 02 December 2013 27 June 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 02 December 2013 27 June 2014
Platinum Securities Company Limited 百德能證券有限公司 RE 1 08 July 2013 16 August 2013
Platinum Securities Company Limited 百德能證券有限公司 RE 6 08 July 2013 16 August 2013