SFC Licences of WAH Chun 華進
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 11 October 2023 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 11 October 2023 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 11 October 2023 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 09 March 2023 | 06 September 2023 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 09 March 2023 | 06 September 2023 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 09 March 2023 | 06 September 2023 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 10 July 2013 | 04 July 2014 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 10 July 2013 | 04 July 2014 |