SFC Licences of KWOK Wing Sheung 郭榮嫦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 13 November 2017 | |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 21 April 2016 | |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 31 March 2015 | |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 08 July 2013 | 25 October 2014 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 July 2013 | 25 October 2014 |