SFC Licences of CHEN Emily

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Global Asset Management (Hong Kong) Limited
HSBC Investment Funds (Hong Kong) Limited
RE 1, 4, 9 23 October 2017
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 4, 9 10 July 2015 16 December 2016
LIM Advisors Limited
RE 9 29 July 2013 11 August 2014