SFC Licences of CHEN Emily
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 23 October 2017 | |
HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 23 October 2017 | |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 23 October 2017 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 23 October 2017 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 23 October 2017 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 23 October 2017 | |
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 9 | 10 July 2015 | 16 December 2016 |
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 4 | 10 July 2015 | 16 December 2016 |
LIM Advisors Limited | RE | 9 | 29 July 2013 | 11 August 2014 |