SFC Licences of TSAI Tsung Nan 蔡宗男

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 21 February 2024
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 21 February 2024
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 03 July 2018 20 February 2019
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE 1 08 August 2013 31 December 2017
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE 4 08 August 2013 31 December 2017