SFC Licences of TSAI Tsung Nan 蔡宗男
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 21 February 2024 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 21 February 2024 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 03 July 2018 | 20 February 2019 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 1 | 08 August 2013 | 31 December 2017 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 4 | 08 August 2013 | 31 December 2017 |