SFC Licences of HOOD David Lionel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Susquehanna Hong Kong Limited | RE | 9 | 20 November 2023 | |
Susquehanna Hong Kong Limited | RE | 2 | 20 November 2023 | |
Susquehanna Hong Kong Limited | RO | 1 | 22 July 2021 | |
Susquehanna Hong Kong Limited | RE | 1 | 23 February 2021 | 22 July 2021 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 26 July 2013 | 30 October 2020 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 26 July 2013 | 30 October 2020 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 6 | 26 July 2013 | 30 October 2020 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 26 July 2013 | 31 December 2014 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 26 July 2013 | 31 December 2014 |