SFC Licences of HOOD David Lionel

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Susquehanna Hong Kong Limited RE 9 20 November 2023
Susquehanna Hong Kong Limited RE 2 20 November 2023
Susquehanna Hong Kong Limited RO 1 22 July 2021
Susquehanna Hong Kong Limited RE 1 23 February 2021 22 July 2021
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 26 July 2013 30 October 2020
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 26 July 2013 30 October 2020
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 6 26 July 2013 30 October 2020
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 26 July 2013 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 26 July 2013 31 December 2014