SFC Licences of WAN Dengxi 万鄧熙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 06 September 2016 | 10 May 2018 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 01 June 2015 | 10 May 2018 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 01 June 2015 | 10 May 2018 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 11 July 2013 | 18 February 2015 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 11 July 2013 | 18 February 2015 |