SFC Licences of WATANABE Shiro

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 March 2023 03 March 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 18 April 2017 24 April 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 08 September 2015 14 September 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 12 March 2014 19 March 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 21 February 2014 28 February 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 19 July 2013 26 July 2013