SFC Licences of LEE Ho Kit 李浩杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
G. H. Financials (Hong Kong) Limited 港匯金融(香港)有限公司 | RE | 2 | 20 June 2023 | 12 March 2024 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 23 August 2021 | 07 June 2023 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 16 March 2021 | 07 June 2023 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 16 February 2021 | 07 June 2023 |
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 27 March 2017 | 28 January 2021 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 09 August 2013 | 26 May 2014 |