SFC Licences of CHAN Darren 陳志銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RO | 9 | 25 April 2023 | |
Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RO | 4 | 25 April 2023 | |
Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RO | 1 | 25 April 2023 | |
Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RE | 9 | 20 October 2022 | 25 April 2023 |
Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RE | 4 | 20 October 2022 | 25 April 2023 |
Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RE | 1 | 20 October 2022 | 25 April 2023 |
Plutus Asset Management Limited 貝德斯資產管理有限公司 | RE | 9 | 07 February 2022 | 26 August 2022 |
Plutus Asset Management Limited 貝德斯資產管理有限公司 | RE | 4 | 07 February 2022 | 26 August 2022 |
Plutus Securities Limited 貝德斯證券有限公司 | RE | 1 | 09 June 2021 | 26 August 2022 |
ASA Securities Limited 富國證券有限公司 | RE | 1 | 23 September 2016 | 30 April 2021 |
Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 1 | 02 October 2013 | 28 November 2014 |