SFC Licences of XING Xuan 星璇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 22 October 2019 | 19 November 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 15 October 2014 | 13 August 2019 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 16 July 2013 | 30 September 2014 |