SFC Licences of OUYANG Shu 歐陽姝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 22 January 2024 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RO | 4 | 25 September 2019 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RO | 1 | 25 September 2019 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 03 November 2015 | 25 September 2019 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 03 November 2015 | 25 September 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 12 August 2013 | 25 August 2015 |