SFC Licences of OUYANG Shu 歐陽姝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 4 25 September 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 25 September 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 03 November 2015 25 September 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 03 November 2015 25 September 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 12 August 2013 25 August 2015