SFC Licences of CHENG Wai See, Eunice 鄭慧詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AOP Capital Limited | RE | 9 | 03 August 2020 | 01 August 2022 |
Swiss-Asia Asset Management (HK) Limited | RE | 9 | 04 December 2017 | 01 August 2020 |
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 07 October 2014 | 22 April 2016 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 19 July 2013 | 12 July 2014 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 19 July 2013 | 12 July 2014 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 19 July 2013 | 12 July 2014 |