SFC Licences of WU Xiaofan 鄔小凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 24 April 2018 | 09 October 2020 |
Tian Yuan Finance (Index Trading) Limited 天元金融(期貨)有限公司 | RE | 2 | 25 November 2016 | 09 March 2018 |
Tian Yuan Finance Limited 天元金融有限公司 | RE | 1 | 02 March 2016 | 09 March 2018 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 2 | 18 July 2013 | 31 December 2015 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 18 July 2013 | 31 December 2015 |