SFC Licences of LU Haolin 盧浩林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SITCOAM (Hong Kong) Holdings Limited 上信(香港)控股有限公司 | RE | 9 | 27 November 2017 | 11 October 2023 |
SITCOAM (Hong Kong) Holdings Limited 上信(香港)控股有限公司 | RE | 4 | 27 November 2017 | 11 October 2023 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 10 March 2017 | 20 July 2017 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 12 August 2013 | 14 November 2016 |