SFC Licences of LU Haolin 盧浩林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SITCOAM (Hong Kong) Holdings Limited 上信(香港)控股有限公司 RE 9 27 November 2017 11 October 2023
SITCOAM (Hong Kong) Holdings Limited 上信(香港)控股有限公司 RE 4 27 November 2017 11 October 2023
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 10 March 2017 20 July 2017
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 12 August 2013 14 November 2016