SFC Licences of LAM Wing Mou 林永茂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 12 June 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 November 2014 | 02 October 2017 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 21 August 2013 | 07 July 2014 |