SFC Licences of LEE Lok Ming 李樂鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital International, Inc. | RE | 1 | 17 February 2021 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 9 | 20 March 2017 | 31 January 2021 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 20 March 2017 | 31 January 2021 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 20 March 2017 | 31 January 2021 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 22 July 2013 | 03 February 2017 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 22 July 2013 | 03 February 2017 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 22 July 2013 | 03 February 2017 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 22 July 2013 | 03 February 2017 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 22 July 2013 | 03 February 2017 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 22 July 2013 | 03 February 2017 |