SFC Licences of DENG Yunyi 鄧云逸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 12 January 2021
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 RO 4 09 July 2019 14 June 2020
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 RO 9 09 July 2019 14 June 2020
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 RE 9 27 May 2019 09 July 2019
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 RE 4 27 May 2019 09 July 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 9 26 April 2017 01 May 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 4 26 April 2017 01 May 2019
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 07 June 2016 19 March 2017
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 07 June 2016 19 March 2017
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 05 June 2015 19 March 2017
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 05 June 2015 19 March 2017
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 05 June 2015 19 March 2017
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 05 June 2015 19 March 2017
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 05 June 2015 19 March 2017
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 05 June 2015 19 March 2017
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 05 June 2015 19 March 2017
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 20 March 2015 26 April 2015
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 20 March 2015 26 April 2015
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 20 March 2015 26 April 2015
Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 RE 9 16 August 2013 23 August 2014
Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 RE 4 16 August 2013 23 August 2014