SFC Licences of GAO Jiabei 高加貝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 19 September 2022 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 02 September 2022 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 02 September 2022 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 04 July 2019 | 13 August 2022 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 04 July 2019 | 13 August 2022 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 29 August 2013 | 09 September 2013 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 29 August 2013 | 09 September 2013 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 | RE | 9 | 22 July 2013 | 13 August 2013 |