SFC Licences of LAM Sai Ho 林世豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Asset Management Group Limited 資產管理集團有限公司 RE 9 07 September 2022 02 November 2023
Asset Management Group Limited 資產管理集團有限公司 RE 4 07 September 2022 02 November 2023
Asset Management Group Limited 資產管理集團有限公司 RE 1 07 September 2022 02 November 2023
Well King Asset Management Limited 華國資產管理有限公司 RO 9 04 March 2022 05 July 2022
Well King Asset Management Limited 華國資產管理有限公司 RO 4 04 March 2022 05 July 2022
Well King Asset Management Limited 華國資產管理有限公司 RE 9 10 August 2021 04 March 2022
Well King Asset Management Limited 華國資產管理有限公司 RE 4 10 August 2021 04 March 2022
HSZ (Hong Kong) Limited RE 9 06 November 2015 04 December 2018
HSZ (Hong Kong) Limited RE 4 06 November 2015 04 December 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 18 June 2015 11 July 2015
Emperor Securities Limited 英皇證券有限公司 RE 4 16 April 2014 02 April 2015
Emperor Securities Limited 英皇證券有限公司 RE 1 16 April 2014 02 April 2015
GT Asset & Portfolio Management Limited 廣達資產管理有限公司 RE 9 14 August 2013 29 March 2014
GT Asset & Portfolio Management Limited 廣達資產管理有限公司 RE 4 14 August 2013 29 March 2014
GT Asset & Portfolio Management Limited 廣達資產管理有限公司 RE 1 14 August 2013 29 March 2014