SFC Licences of DAWSON Christopher John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 26 February 2019 | 25 October 2019 |
| UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | 25 October 2019 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 25 October 2019 |
| UBS Securities Asia Limited | RE | 1 | 02 August 2013 | 25 October 2019 |
| UBS Securities Asia Limited | RE | 2 | 02 August 2013 | 25 October 2019 |
| UBS Securities Hong Kong Limited | RE | 1 | 02 August 2013 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 7 | 02 August 2013 | 18 December 2016 |