SFC Licences of ZHU Jiafeng 朱嘉鳳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Forthright Securities Company Limited 方德證券有限公司 RE 2 18 September 2023
Forthright Securities Company Limited 方德證券有限公司 RE 1 18 September 2023
Harmonia Capital Limited 仁和資本有限公司 RE 9 24 March 2021 30 April 2023
Harmonia Capital Limited 仁和資本有限公司 RE 4 11 September 2020 30 April 2023
Harmonia Capital Limited 仁和資本有限公司 RE 1 11 September 2020 30 April 2023
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RE 9 21 June 2019 06 March 2020
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RE 4 21 June 2019 06 March 2020
Sheng Yuan Securities Limited 盛源證券有限公司 RE 4 08 December 2017 06 March 2020
Sheng Yuan Securities Limited 盛源證券有限公司 RE 2 08 December 2017 06 March 2020
Sheng Yuan Securities Limited 盛源證券有限公司 RE 1 08 December 2017 06 March 2020
Formax Securities Limited 福億證券有限公司 RE 2 22 August 2017 01 September 2017
Formax Securities Limited 福億證券有限公司 RE 1 22 August 2017 01 September 2017
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 10 May 2016 15 July 2017
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 10 May 2016 15 July 2017
Bright Smart Forex Limited 耀才環球外匯有限公司 RE 3 25 January 2016 24 April 2016
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 25 July 2013 24 April 2016
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 25 July 2013 24 April 2016