SFC Licences of PENG Yuman 彭羽曼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 03 October 2014 | 02 February 2016 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 03 October 2014 | 02 February 2016 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 23 October 2013 | 13 September 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 23 July 2013 | 13 September 2014 |