SFC Licences of TAM Ming Him 譚銘謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Win Securities Limited 贏證券有限公司 | RE | 1 | 20 July 2021 | |
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 2 | 04 December 2019 | |
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 1 | 04 December 2019 | |
iBest Investment Services Limited | RE | 3 | 08 June 2017 | 06 September 2017 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 09 March 2016 | 06 September 2017 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 09 March 2016 | 06 September 2017 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 26 August 2013 | 06 September 2017 |