SFC Licences of CHUNG Wai Pan 鍾維斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 16 November 2017 | 31 December 2020 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 16 November 2017 | 31 December 2020 |
BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 13 August 2013 | 13 November 2017 |
BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 13 August 2013 | 13 November 2017 |
BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 13 August 2013 | 13 November 2017 |