SFC Licences of MAN Kong Sing 文港昇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 21 February 2022 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 21 February 2022 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 21 February 2022 | |
Lakeville Capital Management Limited | RO | 9 | 23 March 2018 | 04 February 2022 |
Lakeville Capital Management Limited | RE | 9 | 30 December 2016 | 23 March 2018 |
Merrill Lynch Far East Limited | RE | 4 | 29 July 2013 | 10 November 2016 |
Merrill Lynch Far East Limited | RE | 1 | 29 July 2013 | 10 November 2016 |
Merrill Lynch Far East Limited | RE | 6 | 29 July 2013 | 10 November 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 29 July 2013 | 10 November 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 July 2013 | 10 November 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 July 2013 | 10 November 2016 |