SFC Licences of WAN Man Yi, Mandy 尹敏兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | 2 | 02 November 2022 | |
| Wells Fargo Securities Asia Limited | RO | 9 | 17 December 2020 | 24 February 2023 |
| Wells Fargo Securities Asia Limited | RO | 4 | 17 May 2017 | |
| Wells Fargo Securities Asia Limited | RO | 1 | 17 May 2017 | |
| Wells Fargo Securities Asia Limited | RE | 4 | 29 April 2014 | 17 May 2017 |
| Wells Fargo Securities Asia Limited | RE | 1 | 29 April 2014 | 17 May 2017 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 9 | 25 July 2013 | 10 March 2014 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 25 July 2013 | 10 March 2014 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 25 July 2013 | 10 March 2014 |