SFC Licences of LEE Hong Wing Wayne 李康穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 June 2017 | 31 August 2018 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 01 June 2016 | 25 May 2017 |
| Cupola Capital Limited | RE | 9 | 01 April 2016 | 26 May 2016 |
| Cupola Capital Limited | RE | 4 | 30 April 2015 | 26 May 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 August 2013 | 17 April 2015 |