SFC Licences of SAKAMOTO Gosuke
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 29 November 2018 | |
UBS Securities Asia Limited | RE | 1 | 08 November 2017 | 17 November 2017 |
UBS Securities Asia Limited | RE | 1 | 29 June 2016 | 08 July 2016 |
UBS Securities Asia Limited | RE | 1 | 16 April 2015 | 25 April 2015 |
UBS Securities Asia Limited | RE | 1 | 01 August 2013 | 28 January 2015 |