SFC Licences of WU Jeffrey J
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 09 April 2015 | 30 April 2015 |
UBS Securities Asia Limited | RE | 1 | 09 April 2015 | 30 April 2015 |
UBS Securities Asia Limited | RE | 1 | 05 August 2013 | 20 November 2014 |
UBS Securities Asia Limited | RE | 2 | 05 August 2013 | 20 November 2014 |