SFC Licences of LIAO Yee Ching 廖義禎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yunfeng Asset Management Limited 雲鋒資產管理有限公司 | RE | 9 | 24 March 2016 | 22 November 2020 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 9 | 24 March 2016 | 22 November 2020 |
Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 22 February 2016 | 22 November 2020 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 4 | 20 October 2015 | 22 November 2020 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 20 October 2015 | 22 November 2020 |
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 1 | 28 January 2015 | 02 September 2015 |
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 5 | 30 July 2013 | 02 September 2015 |
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 4 | 30 July 2013 | 02 September 2015 |