SFC Licences of LIAO Yee Ching 廖義禎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yunfeng Asset Management Limited 雲鋒資產管理有限公司 RE 9 24 March 2016 22 November 2020
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 9 24 March 2016 22 November 2020
Yunfeng Securities Limited 雲鋒證券有限公司 RE 1 22 February 2016 22 November 2020
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 4 20 October 2015 22 November 2020
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 20 October 2015 22 November 2020
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 1 28 January 2015 02 September 2015
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 5 30 July 2013 02 September 2015
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 30 July 2013 02 September 2015