SFC Licences of HE Chuangli 何闖立

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 10 November 2020
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 06 November 2020
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 06 November 2020
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RE 9 20 November 2017 08 October 2020
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RE 4 20 November 2017 08 October 2020
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 9 17 March 2015 10 November 2017
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 4 17 March 2015 10 November 2017
Open Securities Limited 開盤證券有限公司 RE 2 15 September 2014 06 March 2015
Open Asset Management Limited 開盤資産管理有限公司 RE 9 15 September 2014 06 March 2015
Open Securities Limited 開盤證券有限公司 RE 1 31 July 2013 06 March 2015
Open Securities Limited 開盤證券有限公司 RE 4 31 July 2013 06 March 2015