SFC Licences of WANG Xinting 王欣婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 12 April 2016 | 05 April 2019 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 12 April 2016 | 05 April 2019 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 12 April 2016 | 05 April 2019 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 29 July 2015 | 21 January 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 29 July 2015 | 21 January 2016 |
Merrill Lynch Far East Limited | RE | 1 | 01 August 2013 | 30 November 2013 |
Merrill Lynch Far East Limited | RE | 6 | 01 August 2013 | 30 November 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 August 2013 | 30 November 2013 |
Merrill Lynch Far East Limited | RE | 4 | 01 August 2013 | 30 November 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 August 2013 | 30 November 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 August 2013 | 30 November 2013 |