SFC Licences of ZHOU Zuyu 周祖禹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 02 November 2021 08 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 02 November 2021 08 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 02 November 2021 08 August 2023
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 24 April 2015 31 August 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 24 April 2015 31 August 2021
CLSA Limited 中信里昂證券有限公司 RE 1 24 April 2015 31 August 2021
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 01 August 2013 13 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 01 August 2013 13 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 01 August 2013 13 January 2016