SFC Licences of ZHOU Zuyu 周祖禹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 02 November 2021 | 08 August 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 02 November 2021 | 08 August 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 02 November 2021 | 08 August 2023 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 24 April 2015 | 31 August 2021 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 24 April 2015 | 31 August 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 24 April 2015 | 31 August 2021 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 01 August 2013 | 13 January 2016 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 01 August 2013 | 13 January 2016 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 01 August 2013 | 13 January 2016 |