SFC Licences of DONG Yunfei 董云飞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 27 November 2019 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 27 November 2019 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 27 November 2019 | |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 14 January 2015 | 23 August 2019 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 14 January 2015 | 23 August 2019 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 14 January 2015 | 23 August 2019 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 05 August 2013 | 28 November 2014 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 05 August 2013 | 28 November 2014 |