SFC Licences of KWOK Tsz Yu 郭子瑜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 17 December 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 17 December 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 07 August 2013 16 November 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 07 August 2013 16 November 2018