SFC Licences of NAM Chun Man 藍駿珉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 20 September 2021 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 17 November 2020 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 11 November 2020 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 16 March 2020 | 24 October 2020 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 March 2020 | 24 October 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 August 2013 | 31 May 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 August 2013 | 31 May 2014 |