SFC Licences of CHU Jonathan Alex 朱兆堃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Marshall Wace Asia Limited | RE | 9 | 10 July 2018 | |
| Marshall Wace Asia Limited | RE | 1 | 10 July 2018 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 24 May 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 09 August 2013 | 24 May 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 August 2013 | 24 May 2018 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 09 August 2013 | 10 October 2016 |