SFC Licences of CHU Jonathan Alex 朱兆堃

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Marshall Wace Asia Limited
RE 1, 9 10 July 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司
RE 2 11 October 2016 24 May 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司
RE 1, 9 09 August 2013 24 May 2018
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司
RE 2 09 August 2013 10 October 2016