SFC Licences of CHOW Kwun Chung 周冠仲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Neuberger Berman Asia Limited | RE | 4 | 09 June 2021 | |
Neuberger Berman Asia Limited | RE | 1 | 09 June 2021 | |
Polen Capital HK Limited | RE | 9 | 11 September 2018 | 23 May 2021 |
Polen Capital HK Limited | RE | 4 | 11 September 2018 | 23 May 2021 |
Polen Capital HK Limited | RE | 1 | 11 September 2018 | 23 May 2021 |
CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 9 | 29 September 2017 | 10 September 2018 |
CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 4 | 29 September 2017 | 10 September 2018 |
CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 1 | 29 September 2017 | 10 September 2018 |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 01 April 2015 | 15 September 2017 |
CASH Asset Management Limited 時富資產管理有限公司 | RE | 9 | 02 December 2013 | 28 February 2015 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 08 August 2013 | 28 February 2015 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 08 August 2013 | 28 February 2015 |