SFC Licences of SANDLER Marcos

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 2 04 December 2013 15 February 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 14 August 2013 15 February 2016